Client Forms

FSC Client Application

FSC Client Signature Page

V2020 WM Risk Tolerance Questionnaire




 Securities are offered through FSC Securities Corporation Member FINRA/SIPC a registered broker-dealer not affiliated with Knepp Financial Group, they are not obligations of or guaranteed by FSC Securities Corporation or any other affiliated entity. Such investments will fluctuate in value and are subject to investment risks including loss of principal. A broker/dealer, investment advisor, BD agent or IA representative may only transact business in a particular state after licensure or satisfying qualification requirements of that state, or only if they are excluded or exempted from the state`s broker/dealer, investment advisor, BD agent or IA rep requirements, as the case may be: and follow up, individualized responses to consumers in a particular state by a broker/dealer, investment advisor, BD agent, or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personal investment advice for compensation, as the case may be, shall not be made without first complying with the state`s broker/ dealer, investment advisor, DB agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker/dealer, investment advisor, BD agent, or IA rep, a consumer should contact his or her state securities law administrator. Before proceeding further, please be advised that at present we are registered to offer securities to residents of  AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, MA, ME, MI, MN, NC, NY, OH, PA, SC, VA, and WI Securities Offered Through FSC SECURITIES CORPORATION, A Registered Broker/Dealer, Member FINRA and SIPC Investment Advice Offered Through Knepp Advisory Services, A Registered Investment Advisor